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Eric Zurbrugg is Facing Allegations Regarding a Discretionary Account

Eric Zurbrugg (CRD #: 4808416), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 16, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On June 30, 2024, an investor alleged that Eric Zurbrugg sold stocks from a discretionary account that she had advised him should not be sold due to potential tax consequences. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to consider potential tax consequences may violate this rule. 

Background Information 

Eric Zurbrugg has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in D.C. and Puerto Rico. He is a registered investment adviser in California and Texas. 

During his 20 years of experience, he has registered with two firms: Wells Fargo (CRD #: 19616) and Wells Fargo Investments (CRD #: 10582). 

Kurta Law Can Help 

If you worked with Eric Zurbrugg and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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