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Eric Long is Facing an Investor Dispute

Eric Long (CRD #: 4809903), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on April 4, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On January 19, 2024, an investor alleged that Eric Long failed to disclose fees associated with servicing her employer’s 401K account. The investor is seeking $275,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to disclose fees may violate this rule. 

Background Information 

Eric Long has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 15 states and is a registered investment adviser in Pennsylvania and Texas. 

During his 19 years of experience, Eric Long has registered with the following five firms: 

  • LPL Financial (CRD #: 6413) 
  • Independence Square Holdings (CRD #: 300139) 
  • Private Advisor Group (CRD #: 155216) 
  • Independence Square Holdings (CRD #: 300139) 
  • Ameriprise Financial Services (6363)

Kurta Law Can Help 

If you have worked with Eric Long and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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