Eric Hudson Allegedly Misrepresented a Goldman Sachs Certificate of Deposit

Eric Hudson (CRD #: 3148246), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 30, 2024. Details concerning this dispute are provided below. 

Investor Allegations 

On June 10, 2024, an investor alleged that Eric Hudson misrepresented a Goldman Sachs certificate of deposit. The dispute was denied, but investors should know that firms can deny allegations without any external review. Investors can still recover losses following a denial. 

This is the second denied dispute on Eric Hudson’s record. 

Misrepresentation 

FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule. 

Background Information 

Eric Hudson has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination  
• Series 3 National Commodity Futures Examination 

He is a registered broker in nine states and is a registered investment adviser in Connecticut. 

During his 17 years of experience, Eric Hudson has registered with four firms: 

• Wells Fargo Clearing Services (CRD #: 19616) 
• Key Investment Services (CRD #: 136300) 
• Ameriprise Financial Services (CRD #: 6363) 
• CitiGroup Global Markets (CRD #: 7059) 

Kurta Law Can Help 

If you worked with Mike Kilpatrick and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.