Investor Alleges Eric Geyer Gave Unsuitable Investment Recommendations

Eric Geyer (CRD #: 5691141), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, was involved in a recent investor dispute, according to his BrokerCheck record, accessed on September 5, 2022. Keep reading to learn more about Eric Geyer’s conduct as a broker.

Investor Dispute

On June 14, 2022, an investor alleged that Eric Geyer made unsuitable investment recommendations from 2021-2022. This dispute was denied by the firm.

Investors should be aware, however, that firms can deny disputes without an external review, and investors can still pursue FINRA arbitration following a denial.

FINRA Rule 2111

FINRA Rule 2111 defines suitable investments as those that match an investor’s profile. These profiles include information on an investor’s investment goals, risk tolerance, and tax status.

Investors who rely on brokers for investment recommendations can potentially recoup their losses by pursuing FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Eric Geyer has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination
• Series 6 – Investment Company Products/Variable Contracts Representative Examination

Eric Geyer is a registered broker in 12 states and Puerto Rico. He is also a registered investment adviser in Florida and Texas.

He has also worked for Chase Investment Services (CRD#:25574).

Kurta Law Can Help

If you worked with Eric Geyer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.