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Enkofi John Facing an Investor Dispute

Aug 1, 2023 Investor Disputes

Enkofi John (CRD #: 6175076), a broker previously registered with Cetera Investment Services, is facing an investor dispute. This is according to his BrokerCheck record, accessed on July 27, 2023. 

On May 12, 2023, investors alleged that Enkofi John completed new account paperwork without their authorization. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Completing paperwork without authorization may violate FINRA Rule 2010. 

Judgment/Lien Disclosure 

On January 14, 2016, Enkofi John became the subject of a civil lien for $13,719.99. 

Background Information 

Enkofi John has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Enkofi John has worked for the following firms: 

  • Cetera Investment Services (CRD #: 15340) 
  • Foresters Financial Services (CRD #: 305) 

Kurta Law Can Help

If you worked with Enkofi John and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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