Emmanuel Monrroy Fired from J.P. Morgan Securities
Emmanuel Monrroy (CRD #: 6265292), a broker formerly registered with J.P. Morgan Securities, was fired from that firm, according to his BrokerCheck record, accessed on March 13, 2023. Read on to lean more about his alleged conduct as a broker.
Termination from J.P. Morgan Securities
On January 30, 2023, Emmanuel Monrroy was fired by JPMorgan Chase Bank following allegations that he switched the tax information of primary and secondary account owners when opening a new Chase Bank certificate of deposit for existing bank customers, which made him eligible for a bank incentive credit.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Background Information
Emmanuel Monrroy has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
He previously worked for J.P. Morgan Securities (CRD#:79).
Kurta Law Can Help
If you worked with Emmanuel Monrroy and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.