Elsa Doyle Fired from Morgan Stanley Distribution
Elsa Doyle (CRD #: 3224297), a broker formerly registered with Morgan Stanley Distribution, was fired from the firm, according to her BrokerCheck record, accessed on January 17, 2023. Keep reading to learn more about her alleged conduct as a broker.
Termination from Morgan Stanley Distribution
On November 16, 2022, Elsa Doyle was fired from Morgan Stanley Distribution following allegations stemming from a firm investigation into her cross-trade practices.
What is Cross-Trading?
Cross-trading occurs when brokers execute buy and sell orders for the same security without recording it on an exchange. Most major exchanges do not allow cross-trading.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Elsa Doyle has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
She previously worked for Morgan Stanley Distribution (CRD#:30344) and Morgan Stanley DW (CRD#:7556).
Kurta Law Can Help
If you worked with Elsa Doyle and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.