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Edward Tunmore Allegedly Failed to Follow Instructions

Edward Tunmore (4372646), a broker registered with MML Investors Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 18, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 22, 2024, an investor alleged that Edward Tunmore failed to follow her instructions. The client alleges that the resulting transaction tied up more than $160,000 and resulted in excessive surrender fees. She further alleges she has had to pay more taxes on her RMD payout. 

The dispute was denied, but investors should know that investors can deny disputes without any external review. Investors can still recover losses following a denial. 

There is an earlier denied dispute on Edward Tunmore’s record from 2016. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow instructions may violate this rule. 

Background Information 

Edward Tunmore has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 12 states and is a registered investment adviser in New York and Texas. 

During his 22 years of experience, Edward Tunmore has registered with three firms: 

  • MML Investors Services (CRD #: 10409) 
  • MSI Financial Services (CRD #: 14251) 
  • New England Securities (CRD #: 615) 

Kurta Law Can Help 

If you have worked with Edward Tunmore and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.