FINRA Suspended Ebony Parks
Ebony Parks (CRD #: 6841447), a broker formerly registered with LPL Financial, has been suspended by FINRA, according to her BrokerCheck record, accessed on July 16, 2022. If you have questions about Ebony Parks’ conduct as a broker, keep reading.
On April 29, 2022, FINRA sent Ebony Parks a Notice of Suspension for allegedly failing to respond to requests for information. Her suspension began on May 23, 2022, and will continue until FINRA receives the requested information or the suspension automatically converts into a bar.
FINRA Rule 9552
FINRA Rule 9552 defines the consequences for failing to provide testimony, documents, or information upon request by FINRA. Brokers are first suspended for three months, then it becomes a bar unless the suspended broker requests an end to their suspension.
Ebony Parks has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- Series 6TO – Investment Company Products/Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
She has also worked for LPL Financial (CRD#:6413) and Wells Fargo Clearing Services (CRD#:19616).
Kurta Law Can Help
If you worked with Ebony Parks and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.