Dylan Thorson (CRD #7281728) Has an Employment Separation Disclosure on FINRA BrokerCheck

Dylan Thorson (CRD #7281728) was previously registered as a broker with an employment separation disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on May 12, 2026. It reflects one termination disclosure. If you invested with Dylan Thorson and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Employment Separation

Dylan Thorson’s FINRA BrokerCheck Report reflects one employment separation disclosure. A summary of the disclosure is below:

On February 19, 2026, Horace Mann Investors, Inc. discharged Dylan Thorson after an internal review. Dylan Thorson’s FINRA BrokerCheck Report states the review identified non-compliance with firm policies and applicable FINRA rules. The firm said the review did not identify customer harm. It also said the conduct violated firm policy and regulatory requirements. Dylan Thorson’s FINRA BrokerCheck Report lists the product types as variable annuities and mutual funds.

Rule Summary #1: FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)

FINRA Rule 2010 requires firms and associated persons to follow high standards of commercial honor. It also requires just and equitable principles of trade. This rule can apply when a firm reports conduct that broke policy or regulatory duties.

Rule Summary #2: FINRA Rule 3110 (Supervision)

FINRA Rule 3110 requires firms to maintain a supervisory system. The system must be designed to achieve compliance with securities laws and FINRA rules. Internal reviews may raise questions about how those systems worked.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on his FINRA BrokerCheck report, Dylan Thorson:

Is not currently registered as a broker.

Has passed the Securities Industry Essentials (SIE) exam. Dylan Thorson has passed Series 7. He has also passed Series 66.

Was previously registered with firms that include Horace Mann Investors, Inc., LPL Financial LLC, and MML Investors Services, LLC.

Kurta Law Can Help

If you have worked with Dylan Thorson and have concerns, Kurta Law may help you review your options. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful resources: Securities Attorney | Unsuitable Investments

For nearly 20 years, Kurta Law has helped investors hold financial professionals accountable. The firm represents clients nationwide in securities arbitration and related disputes. An attorney can review the facts if you believe a broker or firm mishandled your account. They can also explain possible next steps.