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Investor Alleges Negligence in Dustin Perkins Dispute

May 6, 2022 Negligence

Dustin Perkins (CRD #: 6583368), a broker registered with SA Stone Wealth Management, is involved in a pending dispute, according to his BrokerCheck record, accessed on May 1, 2022. Keep reading if you want to know more about Dustin Perkins’s conduct as a broker.

Investor Dispute

In a dispute filed on January 3, 2022, an investor claims that Dustin Perkins “recklessly encouraged” them to invest funds with one of the stock broker’s other clients (allegedly one of Dustin Perkins’ friends). The investor alleges he engaged in negligence and violated the Tennessee Consumer Protection Act. They seek $100,000 in damages in this pending dispute.

What Qualifies as Broker Negligence?

Broker negligence can come in many forms, from excessive trading to omission of information. Investors can recover money lost through negligent broker behavior by pursuing FINRA arbitration.

Background Information

Dustin Perkins has passed the following exams:

  • Series 65 - Uniform Investment Adviser Law Examination
  • Series 63 - Uniform Securities Agent State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 7 - General Securities Representative Examination
  • Series 6 - Investment Company Products/Variable Contracts Representative Examination

Dustin Perkins is a registered broker in 11 states and a registered investment adviser in Tennessee.

He has also worked for MML Investors Services (CRD#:10409) and MSI Financial Services (CRD#:14251).

Kurta Law Can Help

If you worked with Dustin Perkins and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.