Drew Freides is the Subject of an Investor Dispute
Drew Freides (CRD #: 4262911), a broker registered with UBS Financial Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 14, 2024. Keep reading if you have questions regarding his alleged conduct.
Investor Allegations
On July 1, 2024, an investor alleged that she did not authorize an escrow payoff payment from her account to the purchaser of her and her ex-husband’s house and that the payment was made to benefit her ex-husband.
The firm denied the dispute, but investors should know that investors can deny disputes without any external review.
Background Information
Drew Freides has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 3 National Commodity Futures Examination
He has registered with UBS Financial Services (CRD #: 8174) and Goldman Sachs & Co. (CRD #: 361)
Kurta Law Can Help
If you worked with Drew Freides and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.