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Douglas Arrick Incurs Civil Lien

Douglas Arrick (CRD #: 7968269), a broker registered with Charles Schwab & Company, has incurred a civil lien, according to his BrokerCheck record, accessed on May 4, 2025. Keep reading for details.

Civil Lien

On March 7, 2025, Douglas Arrick incurred a $1,485.67 civil lien.

Background Information

Douglas Arrick has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Securities Agent State Law Examination – Series 63

Douglas Arrick is a registered broker in all 50 states and the District of Columbia.

Kurta Law Can Help

If you worked with Douglas Arrick and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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