Domenick Di Mango Resigns from Hapi Securities Following Alleged Misconduct

Domenick Di Mango (CRD #: 1040021), a broker formerly registered with Hapi, was permitted to resign from that firm, according to his BrokerCheck record, accessed on August 17, 2025. Read on if you have questions about his alleged conduct as a broker.

Resignation from Hapi Securities

On July 11, 2025, Domenick Di Mango was permitted to resign from Hapi Securities following allegations that he failed to adhere to industry standards of conduct.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Domenick Di Mango has passed the following exams:

• Compliance Officer Examination – Series 14
• General Securities Sales Supervisor Examination (Options Module & General Module) – Series 8
• Registered Options Principal Examination – Series 4
• General Securities Principal Examination – Series 24
• Financial and Operations Principal Examination – Series 27
• Operations Professional Examination – Series 99TO
• Securities Industry Essentials Examination – SIE
• Limited Representative-Equity Trader Exam – Series 55
• General Securities Representative Examination – Series 7
• Uniform Securities Agent State Law Examination – Series 63

He previously worked for the following firms:

• Hapi (CRD#:311868) 
• The Jeffrey Matthews Financial Group (CRD#:41282) 
• TGP Securities (CRD#:159008)
• Planner Securities (CRD#:36866)
• Nabsecurities (CRD#:47390)
• Rochdale Securities (CRD#:6863)
• Hagstromer & Qviberg (CRD#:40094) 
• New Japan Securities International (CRD#:3557) 

Kurta Law Can Help

If you worked with Domenick Di Mango and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.