Deanna Quintanilla Allegedly Omitted Facts About Investment
Deanna Quintanilla (CRD #: 5088199), a broker registered with Wells Fargo Clearing Services, allegedly omitted facts about an investment, according to her BrokerCheck record, accessed on May 5, 2023. If you have questions about her alleged conduct as a broker, keep reading.
On February 17, 2023, a trustee filed a dispute alleging that Deanna Quintanilla omitted facts about the status of an investment from July 17, 2019, through the date of filing. They seek $105,000 in damages in this pending dispute.
FINRA Rule 2020
FINRA Rule 2020 prohibits the use of manipulative, deceptive, or otherwise fraudulent tactics to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.
Deanna Quintanilla has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Deanna Quintanilla is a registered broker in 22 states and a registered investment adviser in California and Texas.
She has also worked for A. G. Edwards & Sons (CRD#:4).
Kurta Law Can Help
If you worked with Deanna Quintanilla and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.