David Reimer Allegedly Engaged in Negligence

David Reimer (CRD #: 2350952), a broker registered with Dominari Securities, is the subject of two investor disputes, according to his BrokerCheck record, accessed on June 14, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Investor Disputes

On May 14, 2025, an investor named David Reimer in allegations of failure to supervise and unsuitable investment recommendations. The client seeks $50,000 in damages in this pending dispute.

In another pending dispute, filed on January 29, 2025, an investor alleged that David Reimer engaged in negligence. They seek $100,000 in damages.

FINRA Rule 3110

FINRA Rule 3110 requires that firms establish systems of supervision to maintain their compliance with securities regulations. Firms must appoint supervisors and provide them with Written Supervisory Procedures (WSPs) to follow.

FINRA Rule 2111

FINRA Rule 2111 requires that brokers tailor their investment recommendations to their investor’s profile. This profile includes information about their tax status, age, risk tolerance, and financial goals.

Investors who rely on brokers for recommendations may be able to recover their losses through FINRA arbitration.

What is broker negligence?

Broker misconduct can take on many forms. Common examples include unsuitable investment recommendations, misrepresentations or omissions of material fact, and excessing trading.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

Background Information

David Reimer has passed the following exams:

• General Securities Principal Examination – Series 24
• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Uniform Securities Agent State Law Examination – Series 63

David Reimer is a registered broker in 26 states.

He has also worked for the following firms:

• Aegis Capital Corporation (CRD#:15007)
• National Securities Corporation (CRD#:7569)
• J.P. Turner & Company (CRD#:43177)
• Northeast Securities (CRD#:25996)
• Broadband Capital Management (CRD#:48001)
• Dalton Kent Securities Group (CRD#:38813)
• Argent Securities (CRD#:15297)
• Duke & Company (CRD#:8035)
• A. R. Baron & Company (CRD#:29285)
• Monroe Parker Securities (CRD#:31204)
• Biltmore Securities (CRD#:25023)
• J. Gregory & Company (CRD#:14892)

Kurta Law Can Help

If you worked with David Reimer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.