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David Perrotto is the Subject of an Investor Dispute

David Perrotto (CRD #: 4960240), a broker registered with Cetera Advisors, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 16, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On June 27, 2024, investors alleged that unspecified recommendations led to losses. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Recommendations that lead to losses may violate this rule. 

Background Information 

David Perrotto has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination

He is a registered broker and investment adviser in New York and is a registered broker in Florida and New Jersey. 

During his 18 years of experience, David Perrotto has registered with five firms: 

  • Cetera Advisors (CRD #: 10299) 
  • Cetera Investment Advisers (CRD #: 105644) 
  • Bright Futures Wealth Management (CRD #: 284920) 
  • Cetera Advisors (CRD #: 10299) 
  • Chase Investment Services Corp. (CRD #: 25574) 
  • Gunnallen Financial (CRD #: 17609) 

Kurta Law Can Help 

If you worked with David Perrotto and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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