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David Paradise Involved in a Pending Dispute

David Paradise (CRD #: 6259449), a broker formerly registered with LPL Financial, is involved in a pending investor dispute, according to his BrokerCheck record, accessed on January 4, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On October 23, 2022, an investor named David Paradise in a pending dispute. The dispute does not include any other detail. 

Background Information

David Paradise has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He has also worked for LPL Financial (CRD#:6413) and BMO Harris Financial Advisors (CRD#:137115).

Kurta Law Can Help

If you worked with David Paradise and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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