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David Kimball Resigns from J.P. Morgan Securities Following Forgery Allegations

David Kimball (CRD #: 6877179), a broker formerly registered with J.P. Morgan Securities, allegedly forged a client’s signature, according to his BrokerCheck record, accessed on April 12, 2023. Read on if you want to know more about his alleged conduct as a broker.

Resignation from J.P. Morgan Securities

On February 22, 2023, David Kimball resigned from J.P. Morgan Securities and JPMorgan Chase Bank following allegations that he used a photocopied client signature on a Chase Bank certification of beneficial ownership document.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

David Kimball has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Wells Fargo Clearing Services (CRD#:19616)
  • Santander Securities (CRD#:41791)

Kurta Law Can Help

If you worked with David Kimball and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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