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David Jang Fired from Edward Jones Following Allegations of Misconduct

David Jang (CRD #: 5684445), a broker formerly registered with Edward Jones, was recently fired from the firm, according to his BrokerCheck record, accessed on April 13, 2023. If you want to know more about his alleged conduct as a broker, read on.

Termination from Edward Jones

On February 13, 2023, David Jang was fired from Edward Jones following allegations that he failed to promptly forward complaints to the firm’s Complaints Investigations Department and had involvement with an insurance policy held away from the firm.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Tax Liens

From 2018-2022, David Jang incurred a collective $52,376.6 in tax liens.

Bankruptcy

On December 28, 2016, David Jang discharged a bankruptcy.

Background Information

David Jang has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

He has also worked for the following firms:

  • Edward Jones (CRD#:250)
  • Park Avenue Securities (CRD#:46173)
  • Farmers Financial Solutions (CRD#:103863)

Kurta Law Can Help

If you worked with David Jang and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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