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David Harlan Fired from Edward Jones

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 8, 2025 at 11:44pm

David Harlan (CRD #: 3089073), a broker formerly registered with Edward Jones, was fired from that firm, according to his BrokerCheck record, accessed on June 1, 2025. If you want to know more about his alleged conduct as a broker, keep reading.

Termination from Edward Jones

On February 12, 2025, David Harlan was fired from Edward Jones following alleged concerns that he did not adhere to requirements related to his transition to the firm and his activities away from the firm.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

David Harlan has passed the following exams:

  • Investment Company Products/Variable Contracts Representative Examination – Series 6TO
  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63
  • Uniform Investment Adviser Law Examination – Series 65

He previously worked for the following firms:

  • Edward Jones (CRD#:250)
  • LPL Financial (CRD#:6413)
  • CUNA Brokerage Services (CRD#:13941)
  • J.J.B. Hilliard, W.L. Lyons (CRD#:453)
  • Morgan Keegan & Company (CRD#:4161)
  • AmSouth Investment Services (CRD#:15692)
  • Prudential Securities (CRD#:7471)
  • J.C. Bradford & Company (CRD#:1287)

Kurta Law Can Help

If you worked with David Harlan and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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