Ameriprise Financial Services Fires David Gershoni
David Gershoni (CRD #: 2138675), a broker registered with Aegis Capital, was fired from his previous firm, according to his BrokerCheck record, accessed on May 15, 2022. Keep reading to learn more about his conduct as a broker.
Discharge from Ameriprise Financial Services
On March 8, 2022, Ameriprise Financial Services fired David Gershoni for allegedly violating firm policies relating to financial planning fees and the solicitation of securities. Brokers must follow certain rules when they solicit their customers for investments. Investors should always ask their brokers about possible conflicts of interest.
Besides this employment termination, David Gershoni has faced four other investor disputes.
David Gershoni has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
He is a registered broker in California, Connecticut, New York, Pennsylvania, and the Virgin Islands. He is also a registered investment adviser in Texas and the Virgin Islands.
He has also worked for Ameriprise Financial Services (CRD#:6363) and IDS Life Insurance Company (CRD#:6321).
Kurta Law Can Help
If you worked with David Gershoni and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.