David Dosik No Longer Registered with SCF Securities

David Dosik (CRD #: 1978544), a broker registered with Cetera Financial Specialists, voluntarily resigned from SCF Securities. This disclosure appears on his BrokerCheck record, accessed on October 2, 2024. Details concerning this dispute are provided below. 

Employment Separation After Allegations

On September 16, 2024, David Dosik voluntarily resigned from SCF Securities following allegations that he responded to emails from a hacker requesting distributions from his client’s account. He allegedly did not call the clients to confirm the distributions, as required by SCF policies. 

The hacker allegedly requested to have all correspondence sent to their email, rather than send a hard copy. David Dosik allegedly did not call the customers to confirm this change. 

This is not the only disclosure on this broker’s record. 

Background Information 

David Dosik has passed the following exams:

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 24 General Securities Representative Examination  

He is a registered broker in three states and is a registered investment adviser in Texas. 

David Dosik has registered with 15 firms. These are the five most recent: 

• Cetera Financial Specialists (CRD #: 10358) 
• Cetera Investment Advisers (CRD #: 105644) 
• SCF Investment Advisors (CRD #: 123608) 
• SCF Securities (CRD #: 47275) 
• BrokersXpress (CRD #: 127081) 

Kurta Law Can Help 

If you worked with David Dosik and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.