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David Dodt Fired by Fidelity Brokerage Services

By: kurtablogs Author
December 11, 2025 at 7:10pm

David Dodt (CRD #: 5790376) has been fired by Fidelity Brokerage Services. This disclosure appears on his BrokerCheck record, accessed on December 11, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On October 22, 2025, Fidelity Brokerage Services fired David Dodt following allegations that he used a planning tool without confirming with clients the information he input into the tool, which allegedly impacted the employee’s performance metrics.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to confirm client information may violate this rule.

Background Information

David Dodt has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination

He has registered with the following firms:

  • Fidelity Brokerage Services (CRD #: 7784)
  • Vanguard Marketing Corporation (CRD #: 7452)

Kurta Law Can Help

If you worked with David Dodt and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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