Investor Seeks Six Figures in Dispute with David Curry

David Curry (CRD #: 4506561), a broker registered with Arkadois Capital, allegedly recommended an unsuitable investment, according to his BrokerCheck record, accessed on July 20, 2025. Investors may have also engaged his services through EPG Wealth Management. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On April 21, 2025, an investor alleged that David Curry made an unsuitable investment recommendation. The client seeks $500,000 in damages in this pending dispute.

FINRA Rule 2111

FINRA Rule 2111 requires that brokers tailor their investment recommendations to an investor’s profile, which describes the following characteristics:

• Age
• Financial goals
• Risk tolerance
• Time horizon (i.e., how long the investor plans to hold the investment)
• Investing experience
• Tax status

Investors who rely on brokers for recommendations may be able to recover their losses by pursuing FINRA arbitration.

Background Information

David Curry has passed the following exams:

• General Securities Principal Examination – Series 24
• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Investment Company Products/Variable Contracts Representative Examination – Series 6
• Uniform Combined State Law Examination – Series 66
• Uniform Securities Agent State Law Examination – Series 63

David Curry is a registered broker in seven states and a registered investment adviser in Georgia, Louisiana, Nebraska, and Texas.

He has also worked for the following firms:

• ACG Wealth (CRD#:150419)
• Triad Advisors (CRD#:25803)
• GV Financial Advisors (CRD#:106725) 
• Securian Financial Services (CRD#:15296)
• GV Financial Advisors (CRD#:112118)
• SunTrust Investment Services (CRD#:17499) 

Kurta Law Can Help

If you worked with David Curry and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.