Dave Glaze Fired by Raymond James & Associates

Dave Glaze (CRD #: 5001233) has been fired by Raymond James & Associates following criminal allegations. These disclosures appear on his BrokerCheck record, accessed on March 8, 2024. Keep reading for more information. 

Employment Separation After Allegations 

On January 24, 2024, Raymond James & Associates fired Dave Glaze following allegations that he was charged with second-degree misdemeanor petit theft in Hillsborough County Court, Tampa. 

Criminal Charges 

On December 29, 2023, Dave Glaze was charged with petit theft ($100 or less). The charge is pending. 

Statutory Disqualification 

Certain misdemeanors may statutorily disqualify an individual from registering as a broker for a period of ten years. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Theft violates this rule. 

Background Information 

Dave Glaze has passed the following exams:

• Series 66 Uniform Combined State Law Examination
• Series 82TO Limited Representative-Private Securities Offerings
• Series 52TO Municipal Securities Representative Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 39 Direct Participation Programs Principal Examination 
• Series 4 Registered Options Principal Examination 
• Series 53 Municipal Securities Principal Examination 
• Series 24 General Securities Principal Examination 

During his 17 years of experience, he has registered with six firms: 

• Raymond James & Associates (CRD #: 705) 
• Raymond James Financial Services (CRD #: 6694) 
• MML Investors Services (CRD #: 10409) 
• Signator Investors (CRD #: 468) 
• Invest Financial Corporation (CRD #: 12984) 
• SII Investments (CRD #: 2225) 

Kurta Law Can Help 

If you have worked with Dave Glaze and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.