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Danny Kamal Named in Dispute Alleging Forgery

Aug 19, 2022 Forgery

Danny Kamal (CRD #: 3197594), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, was involved in a recent dispute, according to his BrokerCheck record, accessed on August 1, 2022. Read on to learn more about Danny Kamal’s conduct as a broker.

Investor Dispute

On May 31, 2022, an investor alleged that Danny Kamal forged her signature on account documents. This dispute was denied by the firm.

However, investors should know that firms can deny disputes without an external review. Investors may still be able to recover their losses by pursuing FINRA arbitration following a denial.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of professional honor and ethical conduct. Many forms of broker misconduct qualify as violations of this rule.

Background Information

Danny Kamal has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Danny Kamal is a registered broker in 29 states and a registered investment adviser in Georgia, Ohio, and Texas.

He has also worked for Wells Fargo Advisors (CRD#:19616) and Prudential Securities (CRD#:7471). 

Kurta Law Can Help

If you worked with Danny Kamal and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.