Daniel VanSkiver Fired from LPL Financial Following Forgery Allegations
Daniel VanSkiver (CRD #: 4255472), a broker formerly registered with LPL Financial, was fired from the firm, according to his BrokerCheck record, accessed on October 29, 2022. If you have questions about his conduct as a broker, read on.
Termination from LPL Financial
On August 17, 2022, Daniel VanSkiver was fired from LPL Financial after allegedly electronically signing account documents on behalf of clients and submitting account documentation to the firm containing non-genuine electronic signatures.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Using non-genuine electronic signatures is a violation of FINRA Rule 2010.
Daniel VanSkiver has passed the following exams:
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
He previously worked for the following firms:
- LPL Financial (CRD#:6413)
- Valmark Securities (CRD#:31243)
- New England Securities (CRD#:615)
Kurta Law Can Help
If you worked with Daniel VanSkiver and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.