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Daniel Needler is the Subject of an Investor Dispute

Daniel Needler (CRD #: 2723410), a broker registered with U.S. Bancorp, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on January 26, 2024. Details concerning this dispute are provided below. 

On October 19, 2023, an investor alleged that Daniel Needler gave advice that led to a loss of invested funds. The investor is seeking $50,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Providing advice that leads to a loss of funds may violate this rule. 

Background Information 

Daniel Needler has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in ten states and is a registered investment adviser in California. 

Daniel Needler has registered with the following firms: 

  • U.S. Bancorp (CRD #: 17868) 
  • Chase Investment Services Corp (CRD #: 25574) 
  • Wamu Investments (CRD #: 599) 
  • Great Western Financial Securities Corporation (CRD #: 14229) 

Kurta Law Can Help 

If you have worked with Daniel Needler and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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