Daniel Meader Allegedly Recommended Unsuitable Private Placements

Daniel Meader (CRD #: 4789581), a broker registered with TPEG Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on August 30, 2024. Keep reading if you have questions concerning his alleged conduct. 

Investor Allegations 

On June 12, 2023, an investor alleged that Daniel Meader recommended unsuitable private placements. The dispute was denied, but investors should know that firms can deny disputes without any external review. Investors can still recover following a denial. 

FINRA Rule 2111 – Unsuitable Investments 

FINRA Rule 2111 defines suitable investments as securities that fit an investor’s profile. Investor profiles have information on the investor’s age, risk tolerance, tax status, investing experience, and financial goals. Investments that do not take these factors into account may be unsuitable. 

Background Information 

Daniel Meader has passed the following exams: 

• Series 63 Uniform Securities Agent State Law Examination 
• Series 79TO Investment Banking Registered Representative Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 14 Compliance Officer Examination 
• Series 24 General Securities Representative Examination 

He is a registered broker in 49 states, D.C., and Puerto Rico. He is a registered investment adviser in Texas. 

During his 20 years of experience, Daniel Meader has registered with three firms: 

• TPEG Securities (CRD #: 146726) 
• Trinity Investors Fund Advisors (CRD #: 314603) 
• Trinity Advisors (CRD #: 131310) 

Kurta Law Can Help 

If you worked with Daniel Meader and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.