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Daniel Ditch Subject of a FINRA Suspension

Daniel Ditch (CRD #: 7099200), a previously registered broker with PFS Investments, is the subject of a FINRA suspension. This disclosure appears on his BrokerCheck record, accessed September 28, 2023. Keep reading if you have questions regarding this suspension. 

On July 13, 2023, FINRA suspended Daniel Ditch following allegations that he failed to respond to requests for information. The suspension began on August 7, 2023. 

FINRA Rule 9552

FINRA Rule 9552 states that members who fail to provide documents, information, or testimony requested by FINRA will be suspended. Members who fail to request an end to their suspension within three months are permanently barred.

Background Information 

Daniel Ditch has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

During his three years of experience, Daniel Ditch has exclusively registered with PFS Investments (CRD #: 10111). 

Kurta Law Can Help

If you worked with Daniel Ditch and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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