Investor Seeks $1.667 Million in Dispute with Damon Stewart
Damon Stewart (CRD #: 1794614), a broker registered with Morgan Stanley, allegedly engaged in misconduct, according to his BrokerCheck record, accessed on July 13, 2023. If you have questions about his alleged conduct as a broker, read on.
On June 20, 2023, an investor filed a dispute alleging that Damon Stewart engaged in misconduct involving the handling of account authorization charges and distributions requested by the client’s wife between July and August 2018.
The client seeks $1.667 million in this pending dispute.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of other rules may also qualify as violations of FINRA Rule 2010.
Damon Stewart has passed the following exams:
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 3 – National Commodity Futures Examination
- Series 7 – General Securities Representative Examination
Damon Stewart is a registered broker in 35 states as well as the District of Columbia and Puerto Rico. He is also a registered investment adviser in New York and Texas.
He has also worked for Citigroup Global Markets (CRD#:7059) and Weatherly Securities Corporation (CRD#:11081).
Kurta Law Can Help
If you worked with Damon Stewart and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.