Curtis Sathre Involved in Arbitration Over Investor Disputes

Curtis Sathre (CRD #: 2459115), a broker registered with Great Point Capital, has been the subject of several investor disputes, according to his BrokerCheck record, accessed on February 25, 2025. Investors may have also engaged his services through Great Point Advisors. Keep reading for details about his alleged conduct as a broker.

Pending Arbitration

On January 16, 2025, an investor filed an arbitration for investment disputes initially made from 2004-2009 which alleged that Curtis Sathre engaged in misconduct. This arbitration is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Curtis Sathre has passed the following exams:

• General Securities Principal Examination – Series 24
• Investment Company Products/Variable Contracts Principal Examination – Series 26
• Limited Representative-Private Securities Offerings – Series 82TO
• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Investment Company Products/Variable Contracts Representative Examination – Series 6
• Uniform Investment Adviser Law Examination – Series 65
• Uniform Securities Agent State Law Examination – Series 63

Curtis Sathre is a registered broker in six states and a registered investment adviser in California.

He has also worked for the following firms:

• JRL Capital Advisors (CRD#:108162)
• JRL Capital Corporation (CRD#:10225)
• Western Financial Advisors (CRD#:35098)
• WFP Securities (CRD#:35098)

Kurta Law Can Help

If you worked with Curtis Sathre and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.