Curtis Edmark is Facing a Suitability Dispute

Curtis Edmark (CRD #: 1596961), a broker registered with Centaurus Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on July 19, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On May 29, 2024, an investor alleged that Curtis Edmark recommended unsuitable, high-risk, speculative, illiquid investments and breached his fiduciary duty. The investor is seeking $150,000. 

FINRA Rule 2111 – Unsuitable, Illiquid Investments

FINRA Rule 2111 defines suitable investments as securities that fit an investor’s profile. Investor profiles have information on the investor’s age, risk tolerance, tax status, investing experience, and financial goals. Brokers must also consider the investment time horizon and the investor’s liquidity needs – illiquid, long-term investments often do not suit a client’s best interests. 

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

Curtis Edmark passed the following exams:

• Series 66 Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products/ Variable Contracts Representative Examination 

He is a registered broker and investment adviser in Arizona, Florida, and Wisconsin. He is also a registered broker in California.

During his 19 years of experience, Curtis Edmark has registered with the following firms: 

• Centaurus Financial (CRD #: 30833) 
• USAllianz Securities (CRD #: 40875) 
• Guardian Investor Services Corporation (CRD #: 6635) 
• Mutual of Omaha Fund Management Company (CRD #: 611) 

Kurta Law Can Help 

If you have worked with Curtis Edmark and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.