Investor Alleges Investment Depreciation in Dispute with Craig Lang

Craig Lang (CRD #: 301830), a broker registered with Stephens, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed on May 25, 2023. Read on if you want to know more about his alleged conduct as a broker.

Investor Dispute

On March 24, 2023, an investor named Craig Lang in a dispute alleging a lack of communication and the depreciation of the client’s investments. These allegations allegedly took place between December 2020 and December 2022. This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Craig Lang has passed the following exams:

• Series 65 – Uniform Investment Adviser Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• Series 7TO – General Securities Representative Examination
• SIE – Securities Industry Essentials Examination
• Series 15 – Foreign Currency Options Examination
• Series 1 – Registered Representative Examination
• Series 4 – Registered Options Principal Examination
• Series 53 – Municipal Securities Principal Examination
• Series 10 – General Securities Sales Supervisor – General Module Examination
• Series 9 – General Securities Sales Supervisor – Options Module Examination
• Series 24 – General Securities Principal Examination
• Series 12 – NYSE Branch Manager Examination
• Series 40 – Registered Principal Examination

Craig Lang is a registered broker in 41 states and a registered investment adviser in Louisiana and Texas.

He has also worked for the following firms:

• Morgan Stanley (CRD#:149777)
• Citigroup Global Markets (CRD#:7059)
• Legg Mason Wood Walker (CRD#:6555)
• Howard, Weil, Labouisse, Friedrichs (CRD#:414)

Kurta Law Can Help

If you worked with Craig Lang and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.