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Clint Roberts Files for Bankruptcy

Clint Roberts (CRD #: 5353745), a broker registered with Raymond James & Associates, has filed for bankruptcy, according to his BrokerCheck record, accessed on March 18, 2025. Keep reading for details.

Bankruptcy

On February 20, 2025, Clint Roberts filed for bankruptcy.

Background Information

Clint Roberts has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Combined State Law Examination – Series 66
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

Clint Roberts is a registered broker in Colorado, Oklahoma, and Texas. He is also a registered investment adviser in Texas.

He has also worked for the following firms:

  • WFG Advisors (CRD#:125073)
  • WFG Investments (CRD#:22704)
  • Roberts Wealth Management (CRD#:151872)
  • Chase Investment Services (CRD#:25574)
  • WaMu Investments (CRD#:599)
  • Next Financial Group (CRD#:46214)

Kurta Law Can Help

If you worked with Clint Roberts and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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