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Clarissa Beltran Involved in Half-Million Investor Dispute

Aug 13, 2021 Investor Disputes

Clarissa Beltran (CRD #: 5628715), a broker registered with Wells Fargo Clearing Services, is involved in an investor dispute, according to her BrokerCheck record, accessed on August 3, 2021. Details are provided below.

On July 12, 2021, an investor alleged that Clarissa Beltran liquidated all of the equities in her IRA without prior authorization. Brokers should always have investor authorization before they execute transactions in non-discretionary accounts. The investor is seeking $500,000; the dispute is pending.

Clarissa Beltran Background Information

Beltran has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

She is a registered broker in 15 states and a registered investment adviser in Texas.

During her 12 years of experience, Beltran has only worked with Wells Fargo Clearing Services (CRD #: 19616)

Kurta Law Can Help

If you worked with Beltran and you have concerns about your investments, contact Kurta Law today. Call 212-658-1502 or email jkurta@kurtalawfirm.com.