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Clarence Young Fired from PFS Investments

Clarence Young (CRD #: 1443164), a broker formerly registered with PFS Investments, was fired from the firm, according to his BrokerCheck record, accessed on January 17, 2023. Read on to learn more about his alleged conduct as a broker.

Termination from PFS Investments

On November 28, 2022, Clarence Young was fired from PFS Investments due to the alleged inability of a supervisor or the firm to contact him. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. If a supervisor cannot contact a broker, they may be in violation of this rule. 

Background Information

Clarence Young has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

He formerly worked for PFS Investments (CRD#:10111).

Kurta Law Can Help

If you worked with Clarence Young and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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