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Claire Xue Terminated by Bank of America

Claire Xue (CRD #: 6825285) has been terminated by Bank of America. This disclosure appears on her BrokerCheck record, accessed on August 9, 2024. Keep reading if you have questions concerning her alleged conduct. 

Employment Separation After Allegations 

On June 5, 2024, Bank of America fired Claire Xue following allegations that she altered internal firm records. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Altering internal firm records may violate this rule. 

Background Information 

Claire Xue has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

She has also registered with J.P. Morgan Securities (CRD #: 79). 

Kurta Law Can Help 

If you worked with Claire Xue and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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