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LPL Financial Fires Cindy Bojanski After Allegedly Reusing a Client’s Signature

Cindy Bojanski (CRD #: 4351745), a broker with Valmark Securities, was fired by LPL Financial, according to her BrokerCheck record, accessed on April 17, 2022. She is also an investment advisor registered with Valmark Advisers.

Termination Details

On January 24, 2022, LPL Financial fired Cindy Bojanski for allegedly submitting account documents to the firm with a re-used customer signature.

Reusing client signatures is a violation of FINRA Rule 2010, which states that brokers must “observe high standards of commercial honor and just and equitable principles of trade.” 

Background Information

Cindy Bojanski has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

She is a registered broker and investment advisor in Iowa and Nebraska.

Cindy Bojanski has also worked with the following firms:

  • Cetera Advisors (CRD#:10299)
  • Northwestern Mutual Investment Services (CRD#:2881)
  • Primevest Financial Services (CRD#:15340)

Kurta Law Can Help

If you have worked with Cindy Bojanski and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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