Christopher Van Pelt Subject of an Investor Dispute

Christopher Van Pelt (CRD #: 4676824), a broker registered with MML Investors, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on March 13, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On January 12, 2024, an investor alleged that Christopher Van Pelt was involved in the sale of variable and fixed annuities that the investor alleges were not explained. In particular, the investor alleged he did not know he would be unable to take money out as needed or that there were surrender penalties. The investor further alleged that Christopher Van Pelt was involved in a transaction involving the sale of the investor’s business by another associate for a fee. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to explain investments may violate this rule. 

Background Information 

Christopher Van Pelt has passed the following exams:

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in 39 states and D.C. He is also a registered investment adviser in Maryland, Texas, and Virginia. 

During his 20 years of experience, he has registered with the following firms: MML Investors Services (CRD #: 10409) and NYLife Securities (CRD #: 5167). 

Kurta Law Can Help 

If you have worked with Christopher Van Pelt and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.