Christopher Sivley is the Subject of a Half-Million Dollar Dispute

Christopher Sivley (CRD #: 3070468), a broker registered with Truist Investment Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 9, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On January 9, 2024, an investor alleged that Christopher Sivley provided poor market and investment advice resulting in losses. The investors are seeking $500,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Providing poor market advice may violate this rule. 

Background Information

Christopher Sivley has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 
• Series 10 General Securities Sales Supervisor – General Module Examination 
• Series 9 General Securities Sales Supervisor – Options Module Examination 

He is a registered broker in 47 states, D.C., Puerto Rico, and the Virgin Islands. He is also a registered investment adviser in Florida and Texas. 

During his 25 years of experience, he has registered with six firms: 

• Truist Investment Services (CRD #: 17499) 
• Truist Advisory Services (CRD #: 283390) 
• BB&T Securities (CRD #: 142785) 
• Scott & Stringfellow (CRD #: 6255) 
• Wells Fargo Advisors (CRD #: 19616) 
• Compass Brokerage (CRD #: 17086) 

Kurta Law Can Help 

If you have worked with Christopher Sivley and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.