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Christopher Lundmark Terminated by Ameriprise

Christopher Lundmark (CRD #: 3022544) has been terminated by Ameriprise Financial Services. This disclosure appears on his BrokerCheck record, accessed on July 11, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On June 11, 2024, Ameriprise Financial Services fired Christopher Lundmark following allegations that he failed to comply with a firm’s heightened supervision plan. Firms may implement heightened supervisory plans for individuals who have a history of misconduct, according to FINRA Regulatory Notice 18-15.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to comply with a heightened supervision plan may violate this rule. 

Background Information 

Christopher Lundmark has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 65 Uniform Investment Adviser Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination  

During his 25 years of experience, he has registered with five firms: 

  • Ameriprise Financial Services (CRD #: 6363) 
  • Wells Fargo Clearing Services (CRD #: 19616) 
  • CitiGroup Global Markets (CRD #: 7059) 
  • Legg Mason Wood Walker (CRD #: 6555) 
  • Morgan Stanley DW (CRD #: 7556) 

Kurta Law Can Help 

If you have worked with Christopher Lundmark and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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