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Christopher Jacob Incurs Civil Lien

Christopher Jacob (CRD #: 3015303), a broker registered with NYLIFE Securities, has incurred a civil lien, according to his BrokerCheck record, accessed on February 17, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Civil Lien

On January 17, 2025, Christopher Jacob incurred a civil lien of $6,904.81.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Christopher Jacob has passed the following exams:

  • Investment Company Products/Variable Contracts Representative Examination – Series 6TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Securities Agent State Law Examination – Series 63

Christopher Jacob is a registered broker in Pennsylvania.

Kurta Law Can Help

If you worked with Christopher Jacob and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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