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Christopher Heckenkamp Fired from Wells Fargo Advisors Financial Network

Nov 4, 2022 Fired Brokers

Christopher Heckenkamp (CRD #: 6985506), a broker formerly registered with Wells Fargo Advisors Financial Network, was fired from that firm, according to his BrokerCheck record, accessed on October 29, 2022. Keep reading to learn more about his alleged conduct as a broker.

Termination from Wells Fargo Advisors Financial Network

On August 17, 2022, Christopher Heckenkamp was fired from Wells Fargo Advisors Financial Network after allegedly failing to call a client for confirmation after receiving email instructions for wire transfers. The instructions were allegedly later determined to be fraudulent. Brokers should always be alert to signs of possible fraud. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to call a client to confirm wire transfer instructions violates this rule. 

Background Information

Christopher Heckenkamp has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for Wells Fargo Advisors Financial Network (CRD#:11025).

Kurta Law Can Help

If you worked with Christopher Heckenkamp and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.