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Christopher Farr Allegedly Did Not Follow Instructions

Christopher Farr (CRD #: 5991848), a broker registered with Rockefeller Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on April 2, 2024. Details concerning this dispute are provided below.

Investor Allegations 

On January 25, 2024, investors alleged that Christopher Farr allegedly did not follow instructions with respect to holding certain stocks. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information 

Christopher Farr has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 43 states and is a registered investment adviser in Colorado and Texas. 

Christopher Farr has registered with the following firms: Rockefeller Capital Management (CRD #: 291361) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #: 7691). 

Kurta Law Can Help 

If you have worked with Christopher Farr and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.