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Christopher Dulany Facing Allegations of Misappropriation

Christopher Dulany (CRD #: 5014608), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on November 8, 2023. Keep reading for more details. 

On August 2, 2023, an investor alleged Christopher Dulany conspired with his banker, wrote fraudulent checks, and misappropriated his money. 

The dispute was denied by the firm, but investors should know that firms can deny disputes without any external review. Following a denial, investors may still be able to recover their funds via FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation (also known as “conversion”) violates this rule. 

Background Information 

Christopher Dulany has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 25 states and is a registered investment adviser in New Mexico and Texas. 

During his 18 years of experience, Christopher Dulany has only registered with one firm: Edward Jones (CRD #: 250).

Kurta Law Can Help

If you worked with Christopher Dulany and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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