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Christopher Cymbala Resigns from LPL Financial

Christopher Cymbala (CRD #: 4415494), a broker registered with Ameriprise Financial Services, resigned from his previous firm, according to his BrokerCheck record, accessed on May 8, 2023. Keep reading if you want to know more about his alleged conduct as a broker.

Resignation from LPL Financial

On March 31, 2023, Christopher Cymbala resigned from LPL Financial after allegedly admitting to depositing funds into a client’s account to compensate them for investment losses.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Christopher Cymbala has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Christopher Cymbala is a registered broker in Connecticut, Florida, Georgia, and Massachusetts. He is also a registered investment adviser in Connecticut.

He has also worked for the following firms:

  • LPL Financial (CRD#:6413)
  • UVEST Financial Services Group (CRD#:13787)
  • Webster Investment Services (CRD#:46588)
  • Waddell & Reed (CRD#:866)

Kurta Law Can Help

If you worked with Christopher Cymbala and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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