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Christopher Crawford Fired from Fidelity Brokerage Services

Christopher Crawford (CRD #: 5972954), a broker formerly registered with Fidelity Brokerage Services, was fired from that firm, according to his BrokerCheck record, accessed on April 13, 2023. If you have questions about his alleged conduct as a broker, read on.

Termination from Fidelity Brokerage Services

On February 9, 2023, Christopher Crawford was fired from Fidelity Brokerage Services following allegations that he recorded certain client interactions that would earn him a credit with the firm when he did not actually have the required level of interaction to qualify for the credit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Civil Liens

In 2015 and 2016, Christopher Crawford was subject to two civil liens totaling approximately $2,594.68.

Background Information

Christopher Crawford has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for the following firms:

  • Fidelity Brokerage Services (CRD#:7784)
  • Citizens Securities (CRD#:39550)
  • MetLife Securities (CRD#:14251)

Kurta Law Can Help

If you worked with Christopher Crawford and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.