Christopher Barry Terminated by JP Morgan Chase Bank
Christopher Barry (CRD #: 6729866) has been fired by JP Morgan Chase Bank. This disclosure appears on his BrokerCheck record, accessed on September 8, 2023. Details regarding his termination are provided below.
On July 21, 2023, JP Morgan fired Christopher Barry following allegations that he closed a customer’s affiliate bank certificate of deposit accounts without their knowledge or consent, indicating in an internal system the customer was present for the transaction when they were not, resulting in inaccurate affiliate bank books and records.
FINRA Rule 4511
FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of Rule 4511 are also violations of FINRA Rule 2010.
Christopher Barry has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
He has only registered with JP Morgan during his six years of experience.
Kurta Law Can Help
If you worked with Christopher Barry and have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.